Tag: David Miller

Morgan Stanley paying $4 million to SEC over unauthorized purchase of $525 million in Apple stock

Wednesday, December 10, 2014 5:25 pmWednesday, December 10, 201416 Comments

Morgan Stanley has agreed to pay $4 million to settle federal charges…

Rogue trader gets 30 months in prison for $1 billion Apple stock scheme

Wednesday, November 20, 2013 8:31 am14 Comments

A former trader was sentenced to 2 1/2 years in prison on Tuesday…

Suspended Quad Capital trader faces U.S. federal probe over $1 billion rogue Apple order

Wednesday, May 1, 2013 11:30 amWednesday, May 1, 20136 Comments

A suspended trader at New York hedge fund Quad Capital is under US federal investigation…

Ex-Rochdale broker pleads guilty in Apple stock buy case

Monday, April 15, 2013 4:29 pmMonday, April 15, 20134 Comments

A former Rochdale Securities LLC trader pleaded guilty to federal conspiracy…

Apple’s stock swoon blamed on AAPL margin requirement increase

Wednesday, December 5, 2012 11:42 amWednesday, December 5, 201219 Comments

COR Clearing is increasing Apple’s margin requirements to 60% from 30%…

Former Rochdale Securities trader arrested in fraud scheme involving Apple stock

Tuesday, December 4, 2012 4:39 pmTuesday, December 4, 20128 Comments

The FBI arrested a former trader at the Connecticut firm Rochdale Securities on Tuesday…