Tag: rogue trader

Morgan Stanley paying $4 million to SEC over unauthorized purchase of $525 million in Apple stock

Wednesday, December 10, 2014 5:25 pmWednesday, December 10, 201416 Comments

Morgan Stanley has agreed to pay $4 million to settle federal charges…

Rogue trader gets 30 months in prison for $1 billion Apple stock scheme

Wednesday, November 20, 2013 8:31 am14 Comments

A former trader was sentenced to 2 1/2 years in prison on Tuesday…

Suspended Quad Capital trader faces U.S. federal probe over $1 billion rogue Apple order

Wednesday, May 1, 2013 11:30 amWednesday, May 1, 20136 Comments

A suspended trader at New York hedge fund Quad Capital is under US federal investigation…

Ex-Rochdale broker pleads guilty in Apple stock buy case

Monday, April 15, 2013 4:29 pmMonday, April 15, 20134 Comments

A former Rochdale Securities LLC trader pleaded guilty to federal conspiracy…

Former Rochdale Securities trader arrested in fraud scheme involving Apple stock

Tuesday, December 4, 2012 4:39 pmTuesday, December 4, 20128 Comments

The FBI arrested a former trader at the Connecticut firm Rochdale Securities on Tuesday…

Apple’s stock has the flu; FBI probing rogue trader at Rochdale Securities

Tuesday, November 6, 2012 3:52 pmTuesday, December 4, 20129 Comments

Even if the billion dollar AAPL long trade was unwound the very next day…

Rochdale said to seek capital lifeline after AAPL trading error

Friday, November 2, 2012 3:32 pm20 Comments

Rochdale Securities LLC, the 37-year- old brokerage that employs bank analyst Dick Bove…