Morgan Stanley has agreed to pay $4 million to settle federal charges…
Tag: Rochdale Securities
Rogue trader gets 30 months in prison for $1 billion Apple stock scheme
A former trader was sentenced to 2 1/2 years in prison on Tuesday…
Suspended Quad Capital trader faces U.S. federal probe over $1 billion rogue Apple order
A suspended trader at New York hedge fund Quad Capital is under US federal investigation…
Ex-Rochdale broker pleads guilty in Apple stock buy case
A former Rochdale Securities LLC trader pleaded guilty to federal conspiracy…
Apple’s stock swoon blamed on AAPL margin requirement increase
COR Clearing is increasing Apple’s margin requirements to 60% from 30%…
Former Rochdale Securities trader arrested in fraud scheme involving Apple stock
The FBI arrested a former trader at the Connecticut firm Rochdale Securities on Tuesday…
Apple’s stock has the flu; FBI probing rogue trader at Rochdale Securities
Even if the billion dollar AAPL long trade was unwound the very next day…
Rochdale said to seek capital lifeline after AAPL trading error
Rochdale Securities LLC, the 37-year- old brokerage that employs bank analyst Dick Bove…
